Finite-Length Scaling for Polar Codes

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Abstract: Consider a binary-input memoryless output-symmetric channel W. Such a channel has a capacity, call it I(W), and for any R<I(W) and strictly positive constant Pme we know that we can construct a coding scheme that allows transmission at rate R with an error probability not exceeding Pme. Assume now that we let the rate R tend to I(W) and we ask how we have to "scale" the blocklength N in order to keep the error probability fixed to Pme. We refer to this as the "finite-length scaling" behavior. This question was addressed by Strassen as well as Polyanskiy, Poor and Verdu, and the result is that N must grow at least as the square of the reciprocal of I(W)−R. Polar codes are optimal in the sense that they achieve capacity. In this paper, we are asking to what degree they are also optimal in terms of their finite-length behavior. Our approach is based on analyzing the dynamics of the un-polarized channels. The main results of this paper can be summarized as follows. Consider the sum of Bhattacharyya parameters of sub-channels chosen (by the polar coding scheme) to transmit information. If we require this sum to be smaller than a given value Pme>0, then the required block-length N scales in terms of the rate R<I(W) as Ngeqfracalpha(I(W)−R)underlinemu, where alpha is a positive constant that depends on Pme and I(W), and underlinemu=3.579. Also, we show that with the same requirement on the sum of Bhattacharyya parameters, the block-length scales in terms of the rate like , where is a constant that depends on Pme and I(W), and overlinemu=6.












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