Functional Models and Invariant Subspaces for Pairs of Commuting Contractions

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Abstract: The goal of the present paper is to push Sz.-Nagy--Foias model theory for a completely nonunitary Hilbert-space contraction operator T, to the case of a commuting pair of contraction operators (T1,T2) having product T=T1T2 which is completely nonunitary. The idea is to use the Sz.-Nagy-Foias functional model for T as the model space also for the commutative tuple (T1,T2) with T=T1T2 equal to the usual Sz.-Nagy--Foias model operator, and identify what added structure is required to classify such commutative contractive factorizations T=T1T2 up to unitary equivalence. In addition to the characteristic function ThetaT, we identify additional invariants (mathbbG,mathbbW) which can be used to construct a functional model for the commuting pair (T1,T2) and which have good uniqueness properties: if two commutative contractive pairs (T1,T2) and (T'1,T'2) are unitarily equivalent, then their characteristic triples (Theta,mathbbG,mathbbW)T and (Theta,mathbbG,mathbbW)T′ coincide in a natural sense. We illustrate the theory with several simple cases where the characteristic triples can be explicitly computed. This work extends earlier results of Berger-Coburn-Lebow cite{B-C-L} for the case where (T1,T2) is a pair of commuting isometries, and of Das-Sarkar cite{D-S}, Das-Sarkar-Sarkar cite{D-S-S} and the second author cite{sauAndo} for the case where T=T1T2 is pure (the operator sequence T∗n tends strongly to 0). Finally we use the model to study the structure of joint invariant subspaces for a commutative, contractive operator pair, extending results of Sz.-Nagy--Foias for the single-operator case.














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