A bound on partitioning clusters

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Publication:2628261



Abstract: Let X be a finite collection of sets (or "clusters"). We consider the problem of counting the number of ways a cluster AinX can be partitioned into two disjoint clusters A1,A2inX, thus A=A1uplusA2 is the disjoint union of A1 and A2; this problem arises in the run time analysis of the ASTRAL algorithm in phylogenetic reconstruction. We obtain the bound | { (A_1,A_2,A) in X imes X imes X: A = A_1 uplus A_2 } | leq |X|^{3/p} where |X| denotes the cardinality of X, and p:=log3frac274=1.73814dots, so that frac3p=1.72598dots. Furthermore, the exponent p cannot be replaced by any larger quantity. This improves upon the trivial bound of |X|2. The argument relies on establishing a one-dimensional convolution inequality that can be established by elementary calculus combined with some numerical verification. In a similar vein, we show that for any subset A of a discrete cube 0,1n, the additive energy of A (the number of quadruples (a1,a2,a3,a4) in A4 with a1+a2=a3+a4) is at most |A|log26, and that this exponent is best possible.


Summary: Let \(X\) be a finite collection of sets (or ``clusters). We consider the problem of counting the number of ways a cluster \(A \in X\) can be partitioned into two disjoint clusters \(A_1, A_2 \in X\), thus \(A = A_1 \uplus A_2\) is the disjoint union of \(A_1\) and \(A_2\); this problem arises in the run time analysis of the ASTRAL algorithm in phylogenetic reconstruction. We obtain the bound \[ |\{ (A_1,A_2,A) \in X \times X \times X: A = A_1 \uplus A_2 \}|\leq|X|^{3/p} \] where \(|X|\) denotes the cardinality of \(X\), and \(p:= \log_3 \frac{27}{4} = 1.73814\dots\), so that \(\frac{3}{p} = 1.72598\dots\). Furthermore, the exponent \(p\) cannot be replaced by any larger quantity. This improves upon the trivial bound of \(|X|^2\). The argument relies on establishing a one-dimensional convolution inequality that can be established by elementary calculus combined with some numerical verification. In a similar vein, we show that for any subset \(A\) of a discrete cube \(\{0,1\}^n\), the additive energy of \(A\) (the number of quadruples \((a_1,a_2,a_3,a_4)\) in \(A^4\) with \(a_1+a_2=a_3+a_4\)) is at most \(|A|^{\log_2 6}\), and that this exponent is best possible.





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