On the spectrum and numerical range of tridiagonal random operators

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Publication:290728

DOI10.4171/JST/124zbMATH Open1443.47043arXiv1407.5486OpenAlexW2963823667MaRDI QIDQ290728FDOQ290728


Authors: Raffael Hagger Edit this on Wikidata


Publication date: 3 June 2016

Published in: Journal of Spectral Theory (Search for Journal in Brave)

Abstract: In this paper we derive an explicit formula for the numerical range of (non-self-adjoint) tridiagonal random operators. As a corollary we obtain that the numerical range of such an operator is always the convex hull of its spectrum, this (surprisingly) holding whether or not the random operator is normal. Furthermore, we introduce a method to compute numerical ranges of (not necessarily random) tridiagonal operators that is based on the Schur test. In a somewhat combinatorial approach we use this method to compute the numerical range of the square of the (generalized) Feinberg-Zee random hopping matrix to obtain an improved upper bound to the spectrum. In particular, we show that the spectrum of the Feinberg-Zee random hopping matrix is not convex.


Full work available at URL: https://arxiv.org/abs/1407.5486




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