Thermalization and canonical typicality in translation-invariant quantum lattice systems

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Abstract: It has previously been suggested that small subsystems of closed quantum systems thermalize under some assumptions; however, this has been rigorously shown so far only for systems with very weak interaction between subsystems. In this work, we give rigorous analytic results on thermalization for translation-invariant quantum lattice systems with finite-range interaction of arbitrary strength, in all cases where there is a unique equilibrium state at the corresponding temperature. We clarify the physical picture by showing that subsystems relax towards the reduction of the global Gibbs state, not the local Gibbs state, if the initial state has close to maximal population entropy and certain non-degeneracy conditions on the spectrum are satisfied. Moreover, we show that almost all pure states with support on a small energy window are locally thermal in the sense of canonical typicality. We derive our results from a statement on equivalence of ensembles generalizing earlier results by Lima, and give numerical and analytic finite-size bounds, relating the Ising model to the finite de Finetti theorem. Furthermore, we prove that global energy eigenstates are locally close to diagonal in the local energy eigenbasis, which constitutes a part of the eigenstate thermalization hypothesis that is valid regardless of the integrability of the model.


The authors present rigorous analytic proofs of dynamical and kinematic formulations of thermalization for a lattice system under interaction of finite range, but of arbitrary strength. It is stated that for translation-invariant lattice systems, the small subsystems are close to thermal under wide conditions on the spectrum and boundary. The work clarifies the thermalization presentation, showing in particular that the resulting state will not be a local Gibbs state. The authors also succeed in giving tight analytic bounds for the distance between the reduction of a typical global pure state and the local Gibbs state in the non-interacting case, which appears to be a nontrivial problem. They also prove an important result that constitutes a part of the eigenstate thermalization hypothesis for all models with finite interaction range: global energy eigenstates are locally close to diagonal in the local energy eigenstates.




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