Variational principles for self-adjoint operator functions arising from second-order systems

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Abstract: Variational principles are proved for self-adjoint operator functions arising from variational evolution equations of the form [ langleddot{z}(t),y angle + mathfrak{d}[dot{z} (t), y] + mathfrak{a}_0 [z(t),y] = 0. ] Here mathfraka0 and mathfrakd are densely defined, symmetric and positive sesquilinear forms on a Hilbert space H. We associate with the variational evolution equation an equivalent Cauchy problem corresponding to a block operator matrix mathcalA, the forms [ mathfrak{t}(lambda)[x,y] := lambda^2langle x,y angle + lambdamathfrak{d}[x,y] + mathfrak{a}_0[x,y], ] where lambdainmathbbC and x,y are in the domain of the form mathfraka0, and a corresponding operator family T(lambda). Using form methods we define a generalized Rayleigh functional and characterize the eigenvalues above the essential spectrum of mathcalA by a min-max and a max-min variational principle. The obtained results are illustrated with a damped beam equation.











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