Integrability of moduli and regularity of Denjoy counterexamples

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Abstract: We study the regularity of exceptional actions of groups by C1,alpha diffeomorphisms on the circle, i.e. ones which admit exceptional minimal sets, and whose elements have first derivatives that are continuous with concave modulus of continuity alpha. Let G be a finitely generated group admitting a C1,alpha action ho with a free orbit on the circle, and such that the logarithms of derivatives of group elements are uniformly bounded at some point of the circle. We prove that if G has spherical growth bounded by cnd−1 and if the function 1/alphad is integrable near zero, then under some mild technical assumptions on alpha, there is a sequence of exceptional C1,alpha actions of G which converge to ho in the C1 topology. As a consequence for a single diffeomorphism, we obtain that if the function 1/alpha is integrable near zero, then there exists a C1,alpha exceptional diffeomorphism of the circle. This corollary accounts for all previously known moduli of continuity for derivatives of exceptional diffeomorphisms. We also obtain a partial converse to our main result. For finitely generated free abelian groups, the existence of an exceptional action, together with some natural hypotheses on the derivatives of group elements, puts integrability restrictions on the modulus alpha. These results are related to a long-standing question of D. McDuff concerning the length spectrum of exceptional C1 diffeomorphisms of the circle.



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