Off-diagonal terms in symmetric operators

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Abstract: In this paper we provide a quantitative comparison of two obstructions for a given symmetric operator S with dense domain in Hilbert space calH to be selfadjoint. The first one is the pair of deficiency spaces of von Neumann, and the second one is of more recent vintage: Let P be a projection in calH. We say that it is smooth relative to S if its range is contained in the domain of S. We say that smooth projections Pii=1infty diagonalize S if (a) (I−Pi)SPi=0 for all i, and (b) supiPi=I. If such projections exist, then S has a selfadjoint closure (i.e., has a spectral resolution), and so our second obstruction to selfadjointness is defined from smooth projections Pi with (I−Pi)SPieq0. We prove results both in the case of a single operator S and a system of operators.


Two obstructions to (essential) self-adjointness of a given symmetric operator \(S\) on some Hilbert space \({\mathcal H}\) are discussed. They are based on the classical von Neumann theory on deficiency indices and on the notion of smooth projections relative to \(S\), i.e. a family \((P_j)_{j\in\mathbb{N}}\) of projections in \({\mathcal H}\) such that the union of its ranges is dense in \({\mathcal H}\) and such that the range of each \(P_j\) is contained in the domain of \(S\). The results are then extended to finite families of symmetric operators which have a common dense and invariant domain in \({\mathcal H}\).











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