On a spectral version of Cartan's theorem
Invariant metrics and pseudodistances in several complex variables (32F45) Holomorphic mappings, (holomorphic) embeddings and related questions in several complex variables (32H02) Iteration of holomorphic maps, fixed points of holomorphic maps and related problems for several complex variables (32H50) Functions whose values are linear operators (operator- and matrix-valued functions, etc., including analytic and meromorphic ones) (47A56)
Let \(M_n(\mathbb C)\) denote the space of all \(n\times n\) complex matrices. For \(n\geq2\) and a domain \(\Omega\subset\mathbb C\) let \(S_n(\Omega)\) be the set of all \(W\in M_n(\mathbb C)\) such that the spectrum \(\sigma(W)\) is contained in \(\Omega\). The set \(S_n(\Omega)\) is not Kobayashi hyperbolic (as an open domain in \(\mathbb C^{n^2}\)). In particular, the classical Cartan theorem for self-maps of Kobayashi hyperbolic domains cannot be applied to \(S_n(\Omega)\). Let \(\pi_n=(\pi_{n,1},\dots,\pi_{n,n}):\mathbb C^n\longrightarrow\mathbb C^n\) be the standard symmetrization map, i.e., \(\prod_{j=1}^n(t-z_j)=t^n+\sum_{j=1}^n(-1)^j\pi_{n,j}(z)t^{n-j}\), \(z=(z_1,\dots,z_n)\in\mathbb C^n\). Let \(\Sigma^n(\Omega):=\pi_n(\Omega^n)\) stand for the symmetrized product of \(\Omega\) and let \(\boldsymbol{c}=(c_1,\dots,c_n):M_n(\mathbb C)\longrightarrow\mathbb C^n\) be such that \(t^n+\sum_{k=1}^n(-1)^kc_k(W)t^{n-k}\) is the characteristic polynomial of \(W\). Fix a domain \(\Omega\subset\mathbb C\) such that \(\#(\mathbb C\setminus\Omega)\geq2n\) with \(n\geq2\), a matrix \(A\in S_n(\Omega)\), and a holomorphic map \(\Psi: S_n(\Omega)\longrightarrow S_n(\Omega)\) with \(\Psi(A)=A\) and \(\Psi'(A)=\mathbb I\). The main resits of the paper are the following two theorems: -- If \(A\) is either a diagonalizable matrix or a non-derogatory matrix, then \(\boldsymbol{c}(\Psi(W))=\boldsymbol{c}(W)\) for every \(W\in S_n(\Omega)\). Consequently, \(\sigma(\Psi(W))=\sigma(W)\) and the algebraic multiplicity of each eigenvalue is preserved for every \(W\in S_n(\Omega)\). -- There exists a closed complex submanifold \(\mathcal S\) of \(\Sigma^n(\Omega)\) containing \(\boldsymbol{c}(A)\), with \(\dim\mathcal S\geq\) the degree of the minimal polynomial of \(A\), such that \(\boldsymbol{c}(\Psi(W))=\boldsymbol{c}(W)\) for every \(W\in\boldsymbol c^{-1}(\mathcal S)\).
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