Spectral approximation of quadratic operator polynomials arising in photonic band structure calculations
Periodic solutions to PDEs (35B10) PDEs in connection with optics and electromagnetic theory (35Q60) Linear operator approximation theory (47A58) Stability and convergence of numerical methods for boundary value problems involving PDEs (65N12) Antennas, waveguides in optics and electromagnetic theory (78A50) Finite element, Galerkin and related methods applied to problems in optics and electromagnetic theory (78M10) Spectral, collocation and related methods applied to problems in optics and electromagnetic theory (78M22) Variational methods applied to problems in optics and electromagnetic theory (78M30)
This work studies the Galerkin spectral approximation theory of non-self-adjoint quadratic operator polynomials with periodic coefficients in variational formulation. The non-self-adjoint problem arises from complex band structure evaluations in metallic photonic crystals, periodic waveguides, and metamaterials. The spectrum of the non-self-adjoint operator polynomials associated with lossy materials is shown by Fredholm theory to have at most countably many isolated eigenvalues of finite multiplicity with a nonzero imaginary part. The original operator polynomial is represented by an equivalent non-compact block operator, which is projected onto a finite-dimensional space. As the projection operator does not converge strongly, a special approximation is constructed in a way that has the same eigenvalues and generalized eigenvectors as the projection operator but converges to the original linear non-compact operator strongly. Then existing spectral approximation theory for non-selfadjoint operators is applied for the approximate operator. The \(p\)- and \(h\)-versions of finite element methods are used for the discretization of the block operator matrix, and their convergence rates are established and confirmed by numerical experiments.
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