Entropy, Lyapunov exponents and escape rates in open systems

DOI10.1017/S0143385711000344zbMATH Open1281.37013arXiv1107.2609OpenAlexW2007781097MaRDI QIDQ3166353FDOQ3166353

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Publication date: 11 October 2012

Published in: Ergodic Theory and Dynamical Systems (Search for Journal in Brave)

Abstract: We study the relation between escape rates and pressure in general dynamical systems with holes, where pressure is defined to be the difference between entropy and the sum of positive Lyapunov exponents. Central to the discussion is the formulation of a class of invariant measures supported on the survivor set over which we take the supremum to measure the pressure. Upper bounds for escape rates are proved for general diffeomorphisms of manifolds, possibly with singularities, for arbitrary holes and natural initial distributions including Lebesgue and SRB measures. Lower bounds do not hold in such generality, but for systems admitting Markov tower extensions with spectral gaps, we prove the equality of the escape rate with the absolute value of the pressure and the existence of an invariant measure realizing the escape rate, i.e. we prove a full variational principle. As an application of our results, we prove a variational principle for the billiard map associated with a planar Lorentz gas of finite horizon with holes.

Full work available at URL: https://arxiv.org/abs/1107.2609

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zbMATH Keywords

entropyinvariant measuresLyapunov exponentsdynamical systems with holes

Mathematics Subject Classification ID

Entropy and other invariants, isomorphism, classification in ergodic theory (37A35) Functional analytic techniques in dynamical systems; zeta functions, (Ruelle-Frobenius) transfer operators, etc. (37C30) Smooth ergodic theory, invariant measures for smooth dynamical systems (37C40) Nonuniformly hyperbolic systems (Lyapunov exponents, Pesin theory, etc.) (37D25)

Cites Work

• Statistical properties of dynamical systems with some hyperbolicity
• What are SRB measures, and which dynamical systems have them?
• An inequality for the entropy of differentiable maps
• CHARACTERISTIC LYAPUNOV EXPONENTS AND SMOOTH ERGODIC THEORY
• Equilibrium states and the ergodic theory of Anosov diffeomorphisms
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• Ergodic properties of Anosov maps with rectangular holes
• Anosov maps with rectangular holes. Nonergodic cases
• Escape rates and conditionally invariant measures
• Escape rates and physically relevant measures for billiards with small holes
• Existence and convergence properties of physical measures for certain dynamical systems with holes
• Exact endomorphisms of a Lebesgue space
• The Yorke-Pianigiani measure and the asymptotic law on the limit Cantor set of expanding systems
• Functional norms for Young towers

Cited In (16)

• Maximal escape rate for shifts
• Limit theorems for numbers of returns in arrays under ϕ-mixing
• Geometric law for multiple returns until a hazard
• Equilibrium states, pressure and escape for multimodal maps with holes
• The entropy function for characteristic exponents
• On the measure of maximal entropy for finite horizon Sinai Billiard maps
• Entropy formula for systems with inducing schemes
• Uniqueness and exponential mixing for the measure of maximal entropy for piecewise hyperbolic maps
• Memory loss for nonequilibrium open dynamical systems
• Geometric law for numbers of returns until a hazard under \(\varphi\)-mixing
• Thermodynamic formalism for dispersing billiards
• Dispersing Billiards with Small Holes
• Escape rates and physical measures for the infinite horizon Lorentz gas with holes
• Pressure and escape rates for random subshifts of finite type
• Slow and fast escape for open intermittent maps
• Generalizations of SRB measures to nonautonomous, random, and infinite dimensional systems

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