Some extensions of the Crouzeix-Palencia result

DOI10.1137/17M1140832MaRDI QIDQ4643329zbMATH OpenOpenAlexWikidataFDO

Authors Trevor Caldwell, Kenan Li, Anne Greenbaum

Publication date 24 May 2018

Published in SIAM Journal on Matrix Analysis and Applications (Search for Journal in Brave)

Full work available at URL https://arxiv.org/abs/1707.08603

zbMATH Keywords

Crouzeix's conjecturenumerical rangespectral set

Mathematics Subject Classification ID

Norms of matrices, numerical range, applications of functional analysis to matrix theory (15A60) Numerical range, numerical radius (47A12) Spectral sets of linear operators (47A25)

Abstract: In [{em The Numerical Range is a $(1+sqrt2)$-Spectral Set}, SIAM J. Matrix Anal. Appl. 38 (2017), pp.~649-655], Crouzeix and Palencia show that the numerical range of a square matrix or linear operator $A$ is a $(1+sqrt2)$-spectral set for $A$; that is, for any function $f$ analytic in the interior of the numerical range $W(A)$ and continuous on its boundary, the inequality $|f(A)|leq(1+sqrt2)|f{|}_{W(A)}$ holds, where the norm on the left is the operator 2-norm and $|f{|}_{W(A)}$ on the right denotes the supremum of $|f(z)|$ over $zinW(A)$. In this paper, we show how the arguments in their paper can be extended to show that other regions in the complex plane that do {em not} necessarily contain $W(A)$ are $K$-spectral sets for a value of $K$ that may be close to $1+sqrt2$. We also find some special cases in which the constant $(1+sqrt2)$ for $W(A)$ can be replaced by $2$, which is the value conjectured by Crouzeix.

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Cited in

(24)

• Bounds for analytical functions of matrices
• A proof of Crouzeix's conjecture for a class of matrices
• Dilation theory in finite dimensions and matrix convexity
• On the uniqueness of functions that maximize the Crouzeix ratio
• Between the von Neumann inequality and the Crouzeix conjecture
• Joint numerical ranges: recent advances and applications minicourse by V. Müller and Yu. Tomilov
• Crouzeix's conjecture and related problems
• Some constants related to numerical ranges
• Some simple results and Cevian quotients
• Remarks on the Crouzeix--Palencia Proof that the Numerical Range is a (1+\sqrt2)-Spectral Set
• Spectral sets, extremal functions and exceptional matrices
• Spectral Sets: Numerical Range and Beyond
• The numerical range is a \((1+\sqrt{2})\)-spectral set
• Comparison of K-spectral set bounds on norms of functions of a matrix or operator
• Crouzeix's conjecture for classes of matrices
• Blaschke products, level sets, and Crouzeix's conjecture
• On abstract spectral constants
• GMRES, pseudospectra, and Crouzeix's conjecture for shifted and scaled Ginibre matrices
• A bivariate extension of the Crouzeix–Palencia result with an application to Fréchet derivatives of matrix functions
• An abstract approach to the Crouzeix conjecture
• The double-layer potential for spectral constants revisited
• Crouzeix's conjecture, compressions of shifts, and classes of nilpotent matrices
• Positivity conditions on the annulus via the double-layer potential kernel
• Extension of a result of Benedek, Calderón and Panzone

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