Some extensions of the Crouzeix-Palencia result

DOI10.1137/17M1140832zbMATH Open1392.15029arXiv1707.08603OpenAlexW2963580980WikidataQ129850323 ScholiaQ129850323MaRDI QIDQ4643329FDOQ4643329

Authors: Trevor Caldwell, Kenan Li, Anne Greenbaum 

Publication date: 24 May 2018

Published in: SIAM Journal on Matrix Analysis and Applications (Search for Journal in Brave)

Abstract: In [{em The Numerical Range is a $(1+sqrt2)$-Spectral Set}, SIAM J. Matrix Anal. Appl. 38 (2017), pp.~649-655], Crouzeix and Palencia show that the numerical range of a square matrix or linear operator $A$ is a $(1+sqrt2)$-spectral set for $A$; that is, for any function $f$ analytic in the interior of the numerical range $W(A)$ and continuous on its boundary, the inequality $|f(A)|leq(1+sqrt2)|f{|}_{W(A)}$ holds, where the norm on the left is the operator 2-norm and $|f{|}_{W(A)}$ on the right denotes the supremum of $|f(z)|$ over $zinW(A)$. In this paper, we show how the arguments in their paper can be extended to show that other regions in the complex plane that do {em not} necessarily contain $W(A)$ are $K$-spectral sets for a value of $K$ that may be close to $1+sqrt2$. We also find some special cases in which the constant $(1+sqrt2)$ for $W(A)$ can be replaced by $2$, which is the value conjectured by Crouzeix.

Full work available at URL: https://arxiv.org/abs/1707.08603

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zbMATH Keywords

numerical rangespectral setCrouzeix's conjecture

Mathematics Subject Classification ID

Norms of matrices, numerical range, applications of functional analysis to matrix theory (15A60) Spectral sets of linear operators (47A25) Numerical range, numerical radius (47A12)

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Cited In (19)

• Crouzeix's conjecture for classes of matrices
• Remarks on the Crouzeix--Palencia Proof that the Numerical Range is a (1+\sqrt2)-Spectral Set
• Bounds for analytical functions of matrices
• Extension of a result of Benedek, Calderón and Panzone
• GMRES, pseudospectra, and Crouzeix's conjecture for shifted and scaled Ginibre matrices
• On abstract spectral constants
• The numerical range is a \((1+\sqrt{2})\)-spectral set
• A proof of Crouzeix's conjecture for a class of matrices
• Spectral sets, extremal functions and exceptional matrices
• On the uniqueness of functions that maximize the Crouzeix ratio
• Dilation theory in finite dimensions and matrix convexity
• Between the von Neumann inequality and the Crouzeix conjecture
• Comparison of K-spectral set bounds on norms of functions of a matrix or operator
• Joint numerical ranges: recent advances and applications minicourse by V. Müller and Yu. Tomilov
• Some constants related to numerical ranges
• Crouzeix's conjecture and related problems
• Blaschke products, level sets, and Crouzeix's conjecture
• Spectral Sets: Numerical Range and Beyond
• Some simple results and Cevian quotients

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