Partial smoothness of the numerical radius at matrices whose fields of values are disks

DOI10.1137/18M1236289zbMATH Open1456.49017arXiv1901.00050OpenAlexW3042397500MaRDI QIDQ5146608FDOQ5146608

Authors: Michael L. Overton, A. S. Lewis 

Publication date: 26 January 2021

Published in: SIAM Journal on Matrix Analysis and Applications (Search for Journal in Brave)

Abstract: Solutions to optimization problems involving the numerical radius often belong to a special class: the set of matrices having field of values a disk centered at the origin. After illustrating this phenomenon with some examples, we illuminate it by studying matrices around which this set of "disk matrices" is a manifold with respect to which the numerical radius is partly smooth. We then apply our results to matrices whose nonzeros consist of a single superdiagonal, such as Jordan blocks and the Crabb matrix related to a well-known conjecture of Crouzeix. Finally, we consider arbitrary complex three-by-three matrices; even in this case, the details are surprisingly intricate. One of our results is that in this real vector space with dimension 18, the set of disk matrices is a semi-algebraic manifold with dimension 12.

Full work available at URL: https://arxiv.org/abs/1901.00050

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zbMATH Keywords

numerical radiusCrouzeix's conjecturepartial smoothnessdisk matrices

Mathematics Subject Classification ID

Nonsmooth analysis (49J52) Norms of matrices, numerical range, applications of functional analysis to matrix theory (15A60)

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Cited In (4)

• Factorization of Singular Matrix Polynomials and Matrices with Circular Higher Rank Numerical Ranges
• Convergence Rate Analysis and Improved Iterations for Numerical Radius Computation
• On semidefinite programming characterizations of the numerical radius and its dual norm
• An experimental comparison of methods for computing the numerical radius

Uses Software

• CVX
• Chebfun

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