The stable 4-genus of knots

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Publication:600812



Abstract: The stable 4-genus of a knot K in 3-space is the limiting value of g_4(nK)/n, where g_4 denotes the 4-genus and n goes to infinity. This induces a seminorm on CQ, the concordance group tensored with the rational numbers. Basic properties of the stable genus are developed, as are examples focused on understanding the unit ball under this seminorm for specified subspaces of CQ. Subspaces spanned by torus knots are used to illustrate the distinction between the smooth and topological categories. A final example is given in which Casson-Gordon invariants are used to demonstrate that the stable genus can be a noninteger, something that cannot be detected by classical invariants or those arising from Heegaard-Floer or Khovanov homology. It is unknown if the stable genus determines a norm on CQ and no noninteger value for the stable genus is known.


The 4-genus \(g_4(K)\) of a knot \(K\) in the 3-sphere is the minimal genus of a compact orientable surface in the 4-disk bounded by \(K\). The author introduces the stable 4-genus \(g_{\text{st}}(K)\) of \(K\) as the limit of \(g_4(nK)/n\), for \(n\) tending to \(\infty\), where \(nK\) is the \(n\)-fold knot sum of \(K\). As the 4-genus, the stable 4-genus is bounded below by \(\frac{1}{2}\) of the absolute value of the knot signature, is subadditive, and leads to a seminorm on the rational knot concordance group \(\mathcal C _{\mathbb Q}\). The unit ball with respect to this seminorm is investigated on 2-dimensional subspaces of \(\mathcal C _{\mathbb Q}\), spanned by torus knots, using the Ozsváth-Szabó invariant, the Khovanov-Rasmussen invariant, and the Tristram-Levine signature. The stable 4-genus is not necessarily an integer: By a construction using Casson-Gordon invariants, it is proved that the value of the stable 4-genus can be arbitrarily close to \(\frac{1}{2}\).











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