Solution of a tridiagonal operator equation
Norms of matrices, numerical range, applications of functional analysis to matrix theory (15A60) Equations and inequalities involving linear operators, with vector unknowns (47A50) Linear operators on special spaces (weighted shifts, operators on sequence spaces, etc.) (47B37) Numerical solutions to equations with linear operators (65J10)
Let \(T\) be the tridiagonal operator \[ T= \left[\begin{matrix} d_1 & c_1\\ u_2 & d_2 & c_2\\ & u_3 & d_3 &\ddots\\ &&\ddots &\ddots\end{matrix}\right] \] on \(\ell^2\), where \(\{c_n\}\), \(\{d_n\}\) and \(\{u_n\}\) are bounded sequences of complex numbers. For \(n\geq 1\), let \(T_n\) be the \(n\)-by-\(n\) leading principal submatrix of \(T\). This paper studies the operator equation \(Tx= y\) through its truncated equations \(T_n x^n= y_n\), where \(y_n\) is the vector of the first \(n\) components of \(y\). It is shown that if \(T_n\) is invertible for all \(n\) and \(\{\| T^{-1}_n e_n\|\}\) is bounded, where \(e_n\) denotes the \(n\)-vector \([0,\dots, 0,1]^t\), then any solution \(x\) of \(Tx= y\) is the norm limit of \([x^n,0]^t\), where \(x^n\) is such that \(T_n x^n= y_n\) and, in particular, \(T\) is one-to-one. Moreover, if the \(c_n\)'s and \(u_n\)'s are all nonzero and \(\{\| {T^\ast}^{-1}_n e_n\|\}\) is also bounded, then \(T\) is invertible. The authors then provide some verifiable conditions on the entries of \(T\) for the boundedness of \(\{\| T^{-1}_n e_n\|\}\) and \(\{\| {T^\ast}^{-1}_n e_n\|\}\). One such condition is that \(c_n= u_n= 1\) and for some \(\varepsilon> 0\), \((|d_n d_{n+1}|- 2)(|d_{n-1} d_n|- 2)\geq 4+\varepsilon\) for all \(n\).
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