Typical dynamics of plane rational maps with equal degrees

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Abstract: Let f:mathbbCP2dashrightarrowmathbbCP2 be a rational map with algebraic and topological degrees both equal to dgeq2. Little is known in general about the ergodic properties of such maps. We show here, however, that for an open set of automorphisms T:mathbbCP2omathbbCP2, the perturbed map Tcircf admits exactly two ergodic measures of maximal entropy logd, one of saddle and one of repelling type. Neither measure is supported in an algebraic curve, and Tcircf is `fully two dimensional' in the sense that it does not preserve any singular holomorphic foliation. Absence of an invariant foliation extends to all T outside a countable union of algebraic subsets. Finally, we illustrate all of our results in a more concrete particular instance connected with a two dimensional version of the well-known quadratic Chebyshev map.


Consider a dominant rational map of the complex projective plane \(\mathbb P^2\), denoted by \(f=[f_1:f_2:f_3]\) in homogeneous coordinates, where \(f_i\) are homogeneous polynomials with the same degree, and have no common factors of positive degree. The algebraic degree is the common degree of the \(f_i\), denoted by \(d(f)\). The first dynamical degree is the limit NEWLINE\[NEWLINE\lambda_1(f):=\lim_{n\to\infty}d(f^n)^{1/n}.NEWLINE\]NEWLINE For any generic point \(p\in\mathbb P^2\), the number of elements in \(\{f^{-1}(p)\}\) is said to be the topological degree, denoted by \(\lambda_2(f)\). Since \(\lambda_2(f^n)=\lambda_2(f)^n\), the second dynamical degree of \(f\) is \(\lambda_2(f)\).NEWLINENEWLINEDenote by \(\mathcal I=\mathcal I(f)\subset\mathbb P^2\) as the common zeros of the components \(f_i\), where \(f\) is not well defined. For any point \(p\in\mathcal I\), let \(f(p)\) consist of all the possible limits \(\lim_{p_k\to p}f(p_k)\). If \(f(\mathbb P^2\setminus\mathcal I)\) is not contained in an algebraic curve, then \(f\) is called dominant. If \(V\) is an irreducible curve with \(f(V)\) a point, \(V\) is said to be exceptional.NEWLINENEWLINEThe authors show that if \(d(f)=\lambda_2(f)\geq 2\), then there is an open subset of linear maps \(T\in\mathrm{Aut}(\mathbb P^2)\) such that \(d(f)=\lambda_1(f_T)=\lambda_2(f_T)\), the map \(f_T:=T\circ f\) has two invariant and ergodic measures \(\mu\) and \(\nu\) of maximal entropy \(\log d(f)\), where \(f_T\) is uniformly hyperbolic of saddle type on \(\mathrm{supp}(\nu)\), \(f_T\) is uniformly expanding on \(\mathrm{supp}(\mu)\), neither measure is supported in an algebraic curve, where the saddle type means that one Lyapunov exponent is positive and the other is negative. Some other properties are the consequences of the proof of the main results.NEWLINENEWLINEThe tricky part in the proofs of the main results is based on the choice the linear map \(T\in\mathrm{Aut}(P^2)\). Take a line \(L_0\subset\mathbb P^2\) and \(p_0\in\mathbb P^2\) with \(p_0\not\in L_0\) such that {\parindent=0.7cm\begin{itemize}\item[(A)] \(p_0\not\in f(\mathcal I)\cup f(L_0)\); \item[(B)] \(L_0\cap\mathcal I=\emptyset\); \item[(C)] \(p_0\) is a regular value of \(f\) with \(\lambda_2\) distinct preimages; \item[(D)] \(\deg f(L_0)\geq 2\), and \(L_0\) is not exceptional.NEWLINENEWLINE\end{itemize}} And, consider a surjective linear map \(T_0:\mathbb P^2\setminus\{p_0\}\to L_0\), and for any \(\delta>0\), set NEWLINE\[NEWLINE\mathcal T(T_0,\delta):=\{T\in\mathrm{Aut}(\mathbb P^2):\mathrm{dist}(T(p),T_0(p))<\delta,\,\forall p\not\in B_{\delta}(p_0)\}.NEWLINE\]NEWLINENEWLINENEWLINEFor any given sufficiently small \(\epsilon>0\), there is \(\delta>0\) such that for any \(T\in\mathcal T(T_0,\delta)\), the existence of the measure \(\nu\) of saddle type for \(f_T\) is based on (A), (B), and (D), and the choice of the map \(T_0\), where the measure \(\nu\) is on \(B_{\epsilon}(L_0)\) with entropy \(\log d(f)\), and the induced one-dimensional map \(f_0=T_0\circ f\) is hyperbolic. On the other hand, for any given sufficiently small \(\epsilon>0\), there exists \(\delta>0\) such that for any \(T\in\mathcal T(T_0,\delta)\), \(f_T\) is uniformly expanding on \(\mathcal A=\cap_{n\geq 0}f^{-n}_T(B_{\epsilon}(f^{-1}(p_0)))\), and the support of \(\mu\) is contained in \(B_{\epsilon}(f^{-1}(p_0))\) by using (A), (B), and (C). By contradiction and some elegant arguments, the authors prove that neither measure is supported in an algebraic curve.NEWLINENEWLINEIn the last section, the authors study a family of rational maps \(f_t=T_t\circ f\), \(t\in[0,1]\), where \(f=g\circ h\), NEWLINE\[NEWLINEg[x_1:x_2:x_3]=[x^2_1:x^2_2:x^2_3],NEWLINE\]NEWLINE NEWLINE\[NEWLINEh[x_1:x_2:x_3]=[x_1(-x_1+x_2+x_3):x_2(x_1-x_2+x_3):x_3(x_1+x_2-x_3)],NEWLINE\]NEWLINE and NEWLINE\[NEWLINET_t[x_1:x_2:x_3]=[x_1:x_2:x_3]-\frac{1-t}{3}(x_1+x_2+x_3)[1:1:1],\;t\in[0,1].NEWLINE\]NEWLINE By symmetry of the map \(f\), the authors show the main results more directly for \(t\in(0,1]\) close enough to \(0\). And, the support of the measure \(\mu\) is contained in \(\mathbb{RP}^2\subset\mathbb{P}^2\), whereas for the measure \(\nu\) it is not the case.



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