Continuity properties of folding entropy

Entropy and other invariants (28D20) Entropy and other invariants, isomorphism, classification in ergodic theory (37A35) Smooth ergodic theory, invariant measures for smooth dynamical systems (37C40) Dynamical systems involving maps of the interval (37E05)

Review text

In this present paper, the authors study a \(C^r\) map \(f\) (\(r > 1\)) on a compact Riemannian manifold \(M\). This work connects to the foundational study of entropy production by \textit{D. Ruelle} [J. Stat. Phys. 95, No. 1--2, 393--468 (1999; Zbl 0934.37010); J. Stat. Phys. 85, No. 1--2, 1--23 (1996; Zbl 0973.37014)] for systems \((M, f, \mu)\), where \(\mu\) is a nonequilibrium steady state, often an SRB measure. The authors' primary aim is to elucidate the mechanism behind the upper semi-continuity of folding entropy. To achieve this, they introduce a new concept termed the \textit{degenerate rate}, which quantifies the complexity of \(f\) in the vicinity of its degenerate set \(\Sigma_f := \{x \in M : \mathrm{Jac}(D_x f) = 0\}\). Their main result establishes that folding entropy is upper semi-continuous on any collection of measures that possesses a uniform degenerate rate.\N\NLet \(f\) be a \(C^r\) (\(r > 1\)) map on a compact Riemannian manifold \(M\). The authors prove that the folding entropy \( \mu \mapsto F_f(\mu) \) is upper semi-continuous on \(\mathcal{P}_{\overline{\eta}}(f)\). Note that the map\N\[\N\mu \;\longmapsto\; \int \log \bigl| \operatorname{Jac}(D_x f) \bigr| \, d\mu\N\]\Nis continuous on \(\mathcal{P}_{\overline{\eta}}(f)\), since the integral on the neighborhoods of \(\mathcal{F}\) is uniformly controlled, where \(\mathcal{P}_{\overline{\eta}}(f)\) collects all the probability measures with the degenerate rate \(\bar{\eta}\). The authors prove that the metric entropy \( \mu \;\longmapsto\; h_\mu(f) \) is upper semi-continuous on the set of all \(f\)-invariant Borel probability measures with uniform degenerate rate \(\overline{\eta}\).\N\NAlso, they prove that any hyperbolic ergodic measure of \(f\) is exact dimensional, and that the Hausdorff dimension \( \mu \;\longmapsto\; \dim_H(\mu) \) is upper semi-continuous at all hyperbolic measures in \(\mathcal{M}_{\bar{\eta}, \mathrm{erg}}(f)\). For any \(1 < r < \infty\), the authors prove that there exist \(C^{r}\) interval maps admitting ergodic measures with positive entropy as the non-upper semi-continuity points of the metric (or folding) entropy.

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Entropy formula of folding type for \(C^{1+\alpha}\) maps

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