One-sided James' compactness theorem

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Abstract: We present some extensions of classical results that involve elements of the dual of Banach spaces, such as Bishop-Phelp's theorem and James' compactness theorem, but restricting to sets of functionals determined by geometrical properties. The main result, which answers a question posed by F. Delbaen, is the following: Let E be a Banach space such that (BEast,omegaast) is convex block compact. Let A and B be bounded, closed and convex sets with distance d(A,B)>0. If every xastinEast with [ sup(x^ast,B) < inf(x^ast,A) ] attains its infimum on A and its supremum on B, then A and B are both weakly compact. We obtain new characterizations of weakly compact sets and reflexive spaces, as well as a result concerning a variational problem in dual Banach spaces.


Let \(E\) be a real Banach space, \(E^*\) its dual, \(A,B\) convex subsets of \(E\). It is known that in James' classical theorem (a bounded closed convex subset of \(E\) is weakly compact if all functionals in \(E^*\) attain their supremum on it) it is not always necessary to test the sup-attainment of all functionals. This point of view becomes apparent in the main result of the paper under review, a ``one-sided James-like theorem: Suppose that the dual unit ball of \(E\) is weak\(^*\) convex block compact (meaning that each bounded sequence in the dual admits weak\(^*\)-convergent convex blocks), that \(A\) and \(B\) are bounded closed and convex with strictly positive distance. If every \(x^*\in E^*\) such that NEWLINE\[NEWLINE\sup\langle x^*(B)\rangle<\inf\langle x^*(A)\rangleNEWLINE\]NEWLINE attains its infimum on \(A\) and its supremum on \(B\), then both \(A\) and \(B\) are weakly compact. (The theorem answers a question of Delbaen concerning the case \(E=L^1\) on a probability space and \(B=\{0\}\). The term ``one-sided refers to the fact that in the theorem only those \(x^*\)'s intervene that separate \(A\) and \(B\), so \(A\) lies on one side of \(x^*\).)NEWLINENEWLINEThis interesting approach turns out to be quite natural, as on the way to the proof of the main result, the authors develop `one-sided' analogues of well-known ingredients like the \((I)\)-generation or like conditions ensuring that the norm and the weak\(^*\)-closures of the convex hull of a (not necessarily bounded) subset of \(E^*\) coincide. Also, a one-sided version of the classical Bishop-Phelps theorem is proved. Final remarks show that some results are sharp and mention the (intriguing) conjecture that the main result (and a second, related one) should hold without convex block weak\(^*\)-compactness.











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