A bounded linear extension operator for L^2,p( R^2)

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Abstract: For a finite EsubsetR2, f:EightarrowR, and p>2, we produce a continuous F:R2ightarrowR depending linearly on f, taking the same values as f on E, and with L2,p(R2) semi-norm minimal up to a factor C=C(p). This solves the Whitney extension problem for the Sobolev space L2,p(R2). A standard method for solving extension problems is to find a collection of local extensions, each defined on a small square, which if chosen to be mutually consistent can be patched together to form a global extension defined on the entire plane. For Sobolev spaces the standard form of consistency is not applicable due to the (generically) non-local structure of the trace norm. In this paper, we define a new notion of consistency among local Sobolev extensions and apply it toward constructing a bounded linear extension operator. Our methods generalize to produce similar results for the n-dimensional case, and may be applicable toward understanding higher smoothness Sobolev extension problems.


The author considers the problem of a smooth extension of real-valued functions. In a general form, this problem is formulated as follows. Let \(E\) be an arbitrary subset of \({\mathbb R}^n\). Let \(\mathbb X\) be a space of real-valued smooth functions on \({\mathbb R}^n\). Given a function \(f : E \to {\mathbb R}\), how can we tell whether there exists a smooth function \(F \in \mathbb X\) such that \(F = f\) on \(E\)? The function \(F\) is called a smooth extension of \(f\). If a smooth extension exists, can we take it to depend linearly on \(f\)? There are many definitions of ``smooth functions and for each such definition we have a variation of the above question.NEWLINENEWLINEThe study of the extension problem was initiated by \textit{H. Whitney} in two classical papers [``Analytic extensions of differentiable functions defined in closed sets, Trans. Am. Math. Soc. 36, 63--89 (1934; Zbl 0008.24902)] and ``[Differentiable functions defined in closed sets. I, ibid. 36, 369--387 (1934; Zbl 0009.20803)]. Whitney considered extensions of differentiable functions from closed subsets and solved the problem for the space \(C^m ({\mathbb R})\). Further results for the space \(C^m ({\mathbb R^n})\) were obtained by Y. Brudnyi, P. Shvartsman, C. Fefferman and others. For more information on the history of the subject, see the monograph of \textit{A. Brudnyi} and \textit{Y. Brudnyi} [Methods of geometric analysis in extension and trace problems. Vol. 1. Basel: Birkhäuser (2012; Zbl 1253.46001)].NEWLINENEWLINELet \({\mathbb X}=L^{m,p}({\mathbb R}^n)\) be the Sobolev space of real-valued functions with \(m\)th derivatives belonging to \(L^p\), \(n<p<\infty\), with the seminorm \(\|F\|_{\mathbb X}:=\left( \int_{{\mathbb R}^n}|\nabla^m F(x)|^p\right)^{1/p}\). Define the trace space \({\mathbb X}|_E= \{F|_E ; F\in {\mathbb X}\}\) with the trace seminorm \(\|f\|_{{\mathbb X}|_E} := \inf \{\|F\|_{\mathbb X}: F\in {\mathbb X}\), \(F|_E=f \} \) for \(f\in {\mathbb X}|_E\).NEWLINENEWLINEThe results on the extension problem for \({\mathbb X}=L^{m,p}({\mathbb R}^n)\) are modest compared with those for \({\mathbb X}=C^m(\mathbb R^n)\). The solutions are known only for some special cases: for \({\mathbb X}=L^{m,p}({\mathbb R})\), \({\mathbb X}=L^{1,p}({\mathbb R}^n)\) and some others. In the paper under review, the author gives the solution for \({\mathbb X}=L^{2,p}({\mathbb R}^2)\), \(p>2\). The case of arbitrary \(E\) is reduced to the case of a finite subset \(E\). The main result is the following theorem.NEWLINENEWLINETheorem 1. Let \(2 < p < \infty\). Suppose that \(E \subset {\mathbb R}^2\) has cardinality \(\#E=N<\infty\). Then there exists a bounded linear extension operator \(T: L^{2,p}({\mathbb R}^2)|_E\to L^{2,p}({\mathbb R}^2)\) with norm \(C\). Moreover, there exist linear functionals \(\lambda_1, \lambda_2,\dots, \lambda_K\), where \(K<CN^2\), such that \(M(f)=\left(\sum^K_{k=1}|\lambda_k(f)|^p\right)^{1/p}\) satisfies \(C^{-1}M(f)\leq \|f\|_{L^{2,p}({\mathbb R}^2)|_E} \leq CM(f)\) for all \(f:E\to {\mathbb R}\). Here, the constant \(C > 1\) depends only on \(p\).



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