Condition for the higher rank numerical range to be non-empty

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Publication:3633147




Abstract: It is shown that the rank-k numerical range of every n-by-n complex matrix is non-empty if nge3k2. The proof is based on a recent characterization of the rank-k numerical range by Li and Sze, the Helly's theorem on compact convex sets, and some eigenvalue inequalities. In particular, the result implies that Lambda2(A) is non-empty if nge4. This confirms a conjecture of Choi et al. If 3k2>n>0, an n-by-n complex matrix is given for which the rank-k numerical range is empty. Extension of the result to bounded linear operators acting on an infinite dimensional Hilbert space is also discussed.




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