Fixed point indices and periodic points of holomorphic mappings

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Abstract: Let Deltan be the ball |x|<1 in the complex vector space mathbbC%n, let f:DeltanomathbbCn be a holomorphic mapping and let M be a positive integer. Assume that the origin %0=(0,...,0) is an isolated fixed point of both f and the M-th iteration fM of f. Then for each factor m of M, the origin is again an isolated fixed point of fm and the fixed point index mufm(0) of fm at the origin is well defined, and so is the (local) Dold's index (see [ ef{Do}]) at the origin:% �egin{equation*} P_{M}(f,0)=sum_{ au subset P(M)}(-1)^{# au}mu_{f^{M: au}}(0), end{equation*}% where P(M) is the set of all primes dividing M, the sum extends over all subsets au of P(M), is the cardinal number of au and %M:au=M(prodpinaup)−1. PM(f,0) can be interpreted to be the number of periodic points of period M of f overlapped at the origin: any holomorphic mapping %f1:DeltanomathbbCn sufficiently close to f has exactly PM(f,0) distinct periodic points of period M near the origin%, provided that all the fixed points of f1M near the origin are simple. Note that f itself has no periodic point of period M near the origin. According to M. Shub and D. Sullivan's work [ ef{SS}], a necessary condition so that PM(f,0)eq0 is that the linear part of f at the origin has a periodic point of period M. The goal of this paper is to prove that this condition is sufficient as well for holomorphic mappings.


Let \(f\) be a germ of holomorphic self-maps of \(\mathbb C^n\) fixing the origin \(O\). If \(O\) is an isolated fixed point for \(f\) then one can define the \textit{A. Dold} index [Invent. Math. 74, No. 3, 419--435 (1983; Zbl 0583.55001)] \(P_M(f,O)\) for each integer \(M\) such that \(O\) is an isolated fixed point for \(f^{\circ M}\). If \(g\) is a holomorphic map close to \(f\) then it has \(P_M(f,O)\) (counting multiplicity) periodic points of period \(M\) near \(O\). In this paper the author proves that \(P_M(f,O)>0\) if and only if \(df_O\) has a periodic point of period \(M\). The necessity of the condition on \(df_O\) has already been proved for smooth maps by \textit{M. Shub} and \textit{D. Sullivan} [Topology 13, 189--191 (1974; Zbl 0291.58014)], but the condition is known to be not sufficient if the map is not holomorphic. The strategy of the proof is as follows. The author explicitly computes the Dold index in some special cases (proving the sufficiency of the condition on \(df_O\) in such cases). Then show that the general case can be reduced to the previous one by means of small perturbations and changes of coordinates. He also reproves the necessity of the condition in the holomorphic setting.




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