Building independence relations in abstract elementary classes

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Abstract: We study general methods to build forking-like notions in the framework of tame abstract elementary classes (AECs) with amalgamation. We show that whenever such classes are categorical in a high-enough cardinal, they admit a good frame: a forking-like notion for types of singleton elements. mathbfTheorem (Superstability from categoricity) Let K be a (<kappa)-tame AEC with amalgamation. If and K is categorical in a lambda>kappa, then: * K is stable in all cardinals gekappa. * K is categorical in kappa. * There is a type-full good lambda-frame with underlying class Klambda. Under more locality conditions, we prove that the frame extends to a global independence notion (for types of arbitrary length). mathbfTheorem (A global independence notion from categoricity) Let K be a densely type-local, fully tame and type short AEC with amalgamation. If K is categorical in unboundedly many cardinals, then there exists lambdageextLS(K) such that Kgelambda admits a global independence relation with the properties of forking in a superstable first-order theory. As an application, we deduce (modulo an unproven claim of Shelah) that Shelah's eventual categoricity conjecture for AECs (without assuming categoricity in a successor cardinal) follows from the weak generalized continuum hypothesis and a large cardinal axiom. extbfCorollary Assume 2lambda<2lambda+ for all cardinals lambda, as well as an unpublished claim of Shelah. If there exists a proper class of strongly compact cardinals, then any AEC categorical in some high-enough cardinal is categorical in all high-enough cardinals.


The framework of abstract elementary classes (AECs) provides a way of doing model theory without logic. In this area, attempts are made to recover standard model-theoretic results, often assuming extra assumptions on the class. A driving conjecture is Shelah's categoricity conjecture, which is more or less the statement that Morley's theorem holds for AECs. More precisely, it states that if an AEC has a unique model (up to isomorphism) in some uncountable cardinal, then this remains true for some tail of cardinals. In this paper, it is shown how a certain class of AECs possess a nice notion of independence that resembles forking independence from classical model theory and this notion of independence can be used to make progress on Shelah's eventual categoricity conjecture.



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