The index formula and the spectral shift function for relatively trace class perturbations

DOI10.1016/J.AIM.2011.01.022zbMATH Open1220.47017arXiv1004.1582OpenAlexW2963539430MaRDI QIDQ531802FDOQ531802

Yuri Tomilov, K. A. Makarov, Yuri Latushkin, Fedor Sukochev, Fritz Gesztesy

Publication date: 20 April 2011

Published in: Advances in Mathematics (Search for Journal in Brave)

Abstract: We compute the Fredholm index, $mind(D_A)$, of the operator $D_A=(d/dt)+A$ on $L^2(mathbbR;mathcalH)$ associated with the operator path ${A(t)}_{t=-infty}^{infty}$, where $(Af)(t)=A(t)f(t)$ for a.e. $tinmathbbR$, and appropriate $fin{L}^2(mathbbR;mathcalH)$, via the spectral shift function $xi(,cdot,;A_{+},A_{-})$ associated with the pair $(A_{+},A_{-})$ of asymptotic operators $A_{pm}=A(pminfty)$ on the separable complex Hilbert space $mathcalH$ in the case when $A(t)$ is generally an unbounded (relatively trace class) perturbation of the unbounded self-adjoint operator $A_{-}$. We derive a formula (an extension of a formula due to Pushnitski) relating the spectral shift function $xi(,cdot,;A_{+},A_{-})$ for the pair $(A_{+},A_{-})$, and the corresponding spectral shift function $xi(,cdot,;H_2,H_1)$ for the pair of operators $(H_2,H_1)=(D_A{D_A}^{*},{D_A}^{*}{D}_A)$ in this relative trace class context. This formula is then used to identify the Fredholm index of $D_A$ with $xi(0;A_{+},A_{-})$. In addition, we prove that $mind(D_A)$ coincides with the spectral flow SpFlow$({A(t)}_{t=-infty}^{i}nfty)$ of the family ${A(t)}_{tinmathbbR}$ and also relate it to the (Fredholm) perturbation determinant for the pair $(A_{+},A_{-})$. We also provide some applications in the context of supersymmetric quantum mechanics to zeta function and heat kernel regularized spectral asymmetries and the eta-invariant.

Full work available at URL: https://arxiv.org/abs/1004.1582

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zbMATH Keywords

Fredholm indexspectral flowspectral shift functionperturbation determinantsrelative trace class perturbations

Mathematics Subject Classification ID

Spectrum, resolvent (47A10) (Semi-) Fredholm operators; index theories (47A53) Scattering theory of linear operators (47A40) Spectral flows (58J30)

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